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SEC charges broker-dealers, investment advisors over cybersecurity failures - KFGO

published on 2021-08-30 17:15:00 UTC by
Content:

... dollars in penalties to settle charges from the U.S. Securities and Exchange Commission (SEC) over cybersecurity failures, the regulator said on Monday.

Article: SEC charges broker-dealers, investment advisors over cybersecurity failures - KFGO - published about 3 years ago.

https://kfgo.com/2021/08/30/sec-charges-broker-dealers-investment-advisors-over-cybersecurity-failures/
Published: 2021 08 30 17:15:00
Received: 2021 08 31 03:00:32
Feed: Google Alert – cybersecurity
Source: Google Alert
Category: News
Topic: Cyber Security
Views: 1